SEC Form 3 · accession 0001140361-16-080438
e.l.f. Beauty, Inc. · ELF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erin C. Daley
Officer — See remarks
Period of report
Sep 21, 2016
Accepted (ET)
Sep 21, 2016 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | holding | — | — | — | 26,647 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $1.84 | holding | — | — | — | — | May 16, 2024 | Common Stock | 110,400 | — | D |
| Stock Option (Right to Buy)F3 | $1.84 | holding | — | — | — | — | May 16, 2024 | Common Stock | 55,200 | — | D |
| Stock Option (Right to Buy)F4 | $1.84 | holding | — | — | — | — | Mar 19, 2025 | Common Stock | 55,200 | — | D |
| Stock Option (Right to Buy)F3 | $1.84 | holding | — | — | — | — | Mar 19, 2025 | Common Stock | 27,600 | — | D |
| Stock Option (Right to Buy)F5 | $1.84 | holding | — | — | — | — | Aug 12, 2025 | Common Stock | 49,680 | — | D |
| Stock Option (Right to Buy)F3 | $1.84 | holding | — | — | — | — | Aug 12, 2025 | Common Stock | 24,840 | — | D |
Explanation of responses
- F1Consists of 26,647 Restricted Stock Units.
- F2Twenty percent (20%) of the stock options vest and become exercisable on each anniversary of February 3, 2014 until all such stock options have vested and become exercisable, subject to the Reporting Person's continued service relationship with the Issuer on each such vesting date.
- F3The option will vest, in part or in full, solely upon the achievement of certain performance milestones, as determined by the Issuer's board of directors in its sole discretion.
- F4Twenty percent (20%) of the stock options vest and become exercisable on each anniversary of March 19, 2015 until all such stock options have vested and become exercisable, subject to the Reporting Person's continued service relationship with the Issuer on each such vesting date.
- F5Twenty percent (20%) of the stock options vest and become exercisable on each anniversary of August 12, 2015 until all such stock options have vested and become exercisable, subject to the Reporting Person's continued service relationship with the Issuer on each such vesting date.
Remarks
Senior Vice President and Chief Marketing Officer