SEC Form 4 · accession 0001140361-18-000106

Sunshine Bancorp, Inc. · SBCP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Co-Pres & Chief Banking Officr · Director

Period of report

Jan 1, 2018

Accepted (ET)

Jan 2, 2018 · 2:27 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001599891

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 1, 2018	J	9,753	—	D	0	D
Common Stock^F1	Jan 1, 2018	J	6,160	—	D	0	I	By IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Options^F2	$8.57	Jan 1, 2018	J	3,125	D	Oct 31, 2016	Jan 19, 2022	Common Stock	3,125	D
Stock Options^F2	$10.41	Jan 1, 2018	J	48,941	D	Oct 31, 2016	Jul 1, 2024	Common Stock	48,941	D
Stock Options^F2	$14.50	Jan 1, 2018	J	11,888	D	Oct 31, 2016	Oct 31, 2026	Common Stock	11,888	D

F1Each share of common stock was converted into and became exchangeable for the right to receive 0.89 shares of CenterState Bank Corporation common stock.
F2Each option was converted into an option to purchase a number of shares of CenterState Bank Corporation common stock determined by multiplying the number of shares of Sunshine Bancorp, Inc. common stock subject to such stock option by 0.89, at a per share exercise price equal to the quotient obtained by dividing the per share exercise price for each share of Sunshine Bancorp, Inc. common stock subject to such option by 0.89.