SEC Form 4 · accession 0001140361-18-000102

Sunshine Bancorp, Inc. · SBCP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jan 1, 2018

Accepted (ET)

Jan 2, 2018 · 2:26 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001599891

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	D/I	Nature of ownership
Common Stock^F1	Jan 1, 2018	J	2,605	—	D	I	By IRA
Common Stock^F1	Jan 1, 2018	J	184	—	D	I	By Spouse's IRA
Common Stock^F1	Jan 1, 2018	J	3,906	—	D	D
Common Stock^F1	Jan 1, 2018	J	20,000	—	D	I	by Trust
Common Stock^F1	Jan 1, 2018	J	10,000	—	D	I	By Spouse's Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F2	$14.35	Jan 1, 2018	J	3,000	D	Oct 27, 2017	Oct 27, 2026	Common Stock	3,000	0	D
Stock Options^F2	$13.96	Jan 1, 2018	J	9,766	D	Oct 29, 2015	Oct 29, 2025	Common Stock	9,766	0	D

F1Each share of common stock was converted into and became exchangeable for the right to receive 0.89 shares of CenterState Bank Corporation common stock.
F2Each option was converted into an option to purchase a number of shares of CenterState Bank Corporation common stock determined by multiplying the number of shares of Sunshine Bancorp, Inc. common stock subject to such stock option by 0.89, at a per share exercise price equal to the quotient obtained by dividing the per share exercise price for each share of Sunshine Bancorp, Inc. common stock subject to such option by 0.89.