SEC Form 4 · accession 0001140361-18-000093
Sunshine Bancorp, Inc. · SBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Swann
Director
Period of report
Jan 1, 2018
Accepted (ET)
Jan 2, 2018 · 2:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001599891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2018 | J | 5,323 | — | D | 0 | D | |
| Common StockF1 | Jan 1, 2018 | J | 110,646 | — | D | 0 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $14.50 | Jan 1, 2018 | J | 3,000 | D | Oct 31, 2017 | Oct 31, 2026 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1Each share of common stock was converted into and became exchangeable for the right to receive 0.89 shares of CenterState Bank Corporation common stock.
- F2Each option was converted into an option to purchase a number of shares of CenterState Bank Corporation common stock determined by multiplying the number of shares of Sunshine Bancorp, Inc. common stock subject to such stock option by 0.89, at a per share exercise price equal to the quotient obtained by dividing the per share exercise price for each share of Sunshine Bancorp, Inc. common stock subject to such option by 0.89.