SEC Form 4 · accession 0001140361-17-047314
Sunshine Bancorp, Inc. · SBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dana S Kilborne
Officer — Co-Pres & Chief Banking Officr · Director
Period of report
Dec 20, 2017
Accepted (ET)
Dec 26, 2017 · 2:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001599891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 20, 2017 | M | 5,675 | $8.57 | A | 9,753 | D | |
| Common Stock | holding | — | — | — | 6,160 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $8.57 | Dec 20, 2017 | M | 5,675 | D | Oct 31, 2016 | Jan 19, 2022 | Common Stock | 5,675 | 3,125 | D |
| Stock Options | $10.41 | holding | — | — | — | Oct 31, 2016 | Jul 1, 2024 | Common Stock | 48,941 | 48,941 | D |
| Stock Options | $14.50 | holding | — | — | — | Oct 31, 2016 | Oct 31, 2026 | Common Stock | 11,888 | 11,888 | D |