SEC Form 4 · accession 0001140361-17-047024
Sunshine Bancorp, Inc. · SBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew S Samuel
Officer — President and CEO · Director
Period of report
Dec 21, 2017
Accepted (ET)
Dec 21, 2017 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001599891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2017 | M | 21,489 | $13.96 | A | 63,234 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $13.96 | Dec 21, 2017 | M | 21,489 | D | Oct 29, 2015 | Oct 29, 2025 | Common Stock | 21,489 | 84,311 | D |
| Stock Options | $14.35 | holding | — | — | — | Oct 27, 2017 | Oct 27, 2026 | Common Stock | 35,000 | 35,000 | D |