SEC Form 4 · accession 0001140361-17-043394
Sunshine Bancorp, Inc. · SBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Finley
Officer — SVP and CFO
Period of report
Nov 17, 2017
Accepted (ET)
Nov 20, 2017 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001599891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2017 | F | 330 | $22.71 | D | 2,187 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $14.35 | holding | — | — | — | Oct 27, 2017 | Oct 27, 2026 | Common Stock | 15,000 | 15,000 | D |
| Stock Options | $13.96 | holding | — | — | — | Oct 29, 2015 | Oct 25, 2025 | Common Stock | 5,000 | 5,000 | D |