SEC Form 4 · accession 0001140361-17-016409
Sunshine Bancorp, Inc. · SBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth H. Compton
Director
Period of report
Apr 20, 2017
Accepted (ET)
Apr 21, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001599891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 20, 2017 | P | 200 | $21.08 | A | 200 | I | By IRA |
| Common Stock | Apr 20, 2017 | P | 100 | $21.085 | A | 300 | I | By IRA |
| Common Stock | Apr 20, 2017 | P | 200 | $21.09 | A | 500 | I | By IRA |
| Common Stock | Apr 20, 2017 | P | 400 | $21.10 | A | 900 | I | By IRA |
| Common Stock | Apr 20, 2017 | P | 200 | $21.105 | A | 1,100 | I | By IRA |
| Common Stock | Apr 20, 2017 | P | 1,450 | $21.11 | A | 2,550 | I | By IRA |
| Common StockF1 | holding | — | — | — | 15,156 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $14.35 | holding | — | — | — | Oct 27, 2017 | Oct 27, 2026 | Common Stock | 3,000 | 3,000 | D |
| Stock OptionsF2 | $13.96 | holding | — | — | — | Oct 29, 2015 | Oct 29, 2025 | Common Stock | 9,766 | 9,766 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on October 29, 2015.
- F2Stock options vest at a rate of 20% per year commencing on October 29, 2015.
- F3Stock options vest at a rate of 20% per year commencing on October 27, 2017.