SEC Form 4 · accession 0001140361-17-011904
Sunshine Bancorp, Inc. · SBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W.D. McGinnes Jr.
Director
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001599891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2017 | P | 200 | $19.00 | A | 200 | I | By IRA |
| Common Stock | Mar 10, 2017 | P | 100 | $18.99 | A | 300 | I | By IRA |
| Common Stock | Mar 10, 2017 | P | 2,305 | $18.999 | A | 2,605 | I | By IRA |
| Common Stock | Mar 10, 2017 | P | 184 | $19.00 | A | 184 | I | By Spouse's IRA |
| Common StockF1 | holding | — | — | — | 3,906 | D | ||
| Common Stock | holding | — | — | — | 20,000 | I | By Trust | |
| Common Stock | holding | — | — | — | 10,000 | I | By Spouse's Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $14.35 | holding | — | — | — | Oct 27, 2017 | Oct 27, 2026 | Common Stock | 3,000 | 3,000 | D |
| Stock OptionsF2 | $13.96 | holding | — | — | — | Oct 29, 2015 | Oct 29, 2025 | Common Stock | 9,766 | 9,766 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on October 29, 2015.
- F2Stock options vest at a rate of 20% per year commencing on October 29, 2015.
- F3Stock options vest at a rate of 20% per year commencing on October 27, 2017.