SEC Form 4 · accession 0001140361-16-084376
Sunshine Bancorp, Inc. · SBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Reich
Director
Period of report
Oct 31, 2016
Accepted (ET)
Nov 1, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001599891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 26,470 | D | ||
| Common Stock | holding | — | — | — | 2,745 | I | As custodian for child 1 | |
| Common Stock | holding | — | — | — | 2,763 | I | As custodian for child 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $14.50 | Oct 31, 2016 | A | 3,000 | A | Oct 31, 2017 | Oct 31, 2026 | Common Stock | 3,000 | 3,000 | D |
| Stock Options | $10.41 | holding | — | — | — | Oct 31, 2016 | Jul 1, 2024 | Common Stock | 9,025 | 9,025 | D |
Explanation of responses
- F1Stock options vest at a rate of 20% per year commencing on October 31, 2017.