SEC Form 4 · accession 0001140361-16-079234
Sunshine Bancorp, Inc. · SBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Will Weatherford
Director
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001599891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 6, 2016 | P | 5,000 | $14.5875 | A | 23,906 | D | |
| Common StockF1 | Sep 7, 2016 | P | 3,400 | $14.5353 | A | 27,306 | D | |
| Common Stock | holding | — | — | — | 2,685 | I | By Retirement Account | |
| Common Stock | holding | — | — | — | 1,260 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $13.96 | holding | — | — | — | Oct 29, 2015 | Oct 29, 2025 | Common Stock | 9,766 | 9,766 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on October 29, 2015.
- F2Stock options vest at a rate of 20% per year commencing on October 29, 2015.