SEC Form 4 · accession 0001140361-16-057305
Sunshine Bancorp, Inc. · SBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth H. Compton
Director
Period of report
Mar 8, 2016
Accepted (ET)
Mar 10, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001599891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2016 | L | 100 | $14.60 | A | 11,506 | D | |
| Common StockF1 | Mar 7, 2016 | L | 100 | $14.70 | A | 11,606 | D | |
| Common StockF1 | Mar 7, 2016 | L | 100 | $14.80 | A | 11,706 | D | |
| Common StockF1 | Mar 7, 2016 | L | 200 | $14.85 | A | 11,906 | D | |
| Common StockF1 | Mar 8, 2016 | P | 350 | $14.75 | A | 12,256 | D | |
| Common StockF1 | Mar 8, 2016 | P | 300 | $14.86 | A | 12,556 | D | |
| Common StockF1 | Mar 9, 2016 | P | 100 | $14.86 | A | 12,656 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $13.96 | holding | — | — | — | Oct 29, 2015 | Oct 29, 2025 | Common Stock | 9,766 | 9,766 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on October 29, 2015.
- F2Stock options vest at a rate of 20% per year commencing on October 29, 2015.