SEC Form 4 · accession 0001140361-16-047143
Sunshine Bancorp, Inc. · SBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth H. Compton
Director
Period of report
Jan 6, 2016
Accepted (ET)
Jan 7, 2016 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001599891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2016 | L | 200 | $15.15 | A | 9,106 | D | |
| Common StockF1 | Jan 4, 2016 | L | 100 | $15.14 | A | 9,206 | D | |
| Common StockF1 | Jan 4, 2016 | L | 149 | $15.10 | A | 9,355 | D | |
| Common StockF1 | Jan 6, 2016 | P | 400 | $15.00 | A | 9,755 | D | |
| Common StockF1 | Jan 6, 2016 | P | 100 | $15.05 | A | 9,855 | D | |
| Common StockF1 | Jan 7, 2016 | P | 301 | $15.03 | A | 10,156 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $13.96 | holding | — | — | — | Oct 29, 2015 | Oct 29, 2025 | Common Stock | 9,766 | 9,766 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on October 29, 2015.
- F2Stock options vest at a rate of 20% per year commencing on October 29, 2015.