SEC Form 4 · accession 0001140361-15-043777
Sunshine Bancorp, Inc. · SBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth H. Compton
Director
Period of report
Dec 3, 2015
Accepted (ET)
Dec 7, 2015 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001599891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 3, 2015 | P | 200 | $14.10 | A | 7,956 | D | |
| Common StockF1 | Dec 3, 2015 | P | 282 | $14.14 | A | 8,238 | D | |
| Common StockF1 | Dec 4, 2015 | P | 482 | $14.20 | A | 8,720 | D | |
| Common StockF1 | Dec 7, 2015 | P | 186 | $14.75 | A | 8,906 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $13.96 | holding | — | — | — | Oct 29, 2015 | Oct 29, 2025 | Common Stock | 9,766 | 9,766 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on October 29, 2015.
- F2Stock options vest at a rate of 20% per year commencing on October 29, 2015.