SEC Form 4 · accession 0001140361-15-039335
Sunshine Bancorp, Inc. · SBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce R. Carr
Officer — EVP and CLO
Period of report
Oct 29, 2015
Accepted (ET)
Nov 2, 2015 · 7:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001599891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 29, 2015 | A | 7,000 | $0.00 | A | 12,000 | D | |
| Common Stock | Oct 29, 2015 | F | 371 | $13.96 | D | 11,629 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $13.96 | Oct 29, 2015 | A | 10,000 | A | Oct 29, 2015 | Oct 29, 2025 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Shares of restricted stock vest at a rate of 20% per year commencing on October 29, 2015.
- F2Stock options vest at a rate of 20% per year commencing on October 29, 2015.