SEC Form 4 · accession 0001140361-17-008565
DNOW Inc. · DNOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert R Workman
Officer — President and CEO · Director
Period of report
Feb 21, 2017
Accepted (ET)
Feb 22, 2017 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001599617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2017 | A | 38,065 | $0.00 | A | 486,473 | D | |
| Common StockF1 | holding | — | — | — | 22,391 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $20.64 | Feb 21, 2017 | A | 228,389 | A | Feb 21, 2018 | Feb 21, 2024 | Common Stock | 228,389 | 228,389 | D |
Explanation of responses
- F1The information in this report is based on the Reporting Person's holdings in his 401(k) plan as reported by the Issuer. The decrease in total holdings since the Reporting Person's last report is attributable to the unitized nature of the 401(k) plan and not any plan transaction.
- F2Options vest in three (3) equal installments commencing on the date indicated.