SEC Form 4 · accession 0001632909-17-000017
Mentor Capital, Inc. · MNTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chester Billingsley
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Apr 14, 2017
Accepted (ET)
Apr 17, 2017 · 9:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001599117
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 14, 2017 | X | 4,500 | $0.11 | A | 4,471,486 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Warrants | $0.11 | Apr 14, 2017 | X | 4,500 | D | Apr 11, 2000 | May 11, 2038 | Common Stock | 4,500 | 0 | D |
Explanation of responses
- F1On April 14, 2017 reporting person exercised 4,500 Series B Warrants for $0.11/share. The warrants were originally acquired on 4/11/2000 and were exercised as authorized according to the Company's Plan of Reorganization and under an exemption in 11 USC 1145.