SEC Form 4 · accession 0001632880-18-000001
Mentor Capital, Inc. · MNTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lori Stansfield
Officer — CFO · Director
Period of report
Sep 6, 2018
Accepted (ET)
Sep 7, 2018 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001599117
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Sep 6, 2018 | X | 50,000 | $0.45 | A | 60,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series D Warrants | $0.45 | Sep 6, 2018 | J | 50,000 | A | Apr 11, 2000 | May 11, 2038 | Common Stock | 50,000 | 240,000 | D |
| Series D Warrants | $0.45 | Sep 6, 2018 | X | 50,000 | D | Apr 11, 2000 | May 11, 2038 | Common Stock | 50,000 | 190,000 | D |
Explanation of responses
- F1On September 6, 2018 reporting person redeemed 50,000 Series for $0.10 each as a designee. The warrants were exercised as authorized according to the Company's Plan of Regorganization and under an exemption in 11 USC 1145.