SEC Form 4 · accession 0001632880-17-000001
Mentor Capital, Inc. · MNTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lori Stansfield
Officer — CFO · Director
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 8:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001599117
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2017 | X | 10,000 | $1.60 | A | 14,222 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series D Warrants | $1.60 | Mar 3, 2017 | J | 10,000 | A | Apr 11, 2000 | May 11, 2038 | Common Stock | 10,000 | 14,222 | D |
| Series D Warrants | $1.60 | Mar 3, 2017 | X | 10,000 | D | Apr 11, 2000 | May 11, 2038 | Common Stock | 10,000 | 190,000 | D |
Explanation of responses
- F1On March 3, 2017 reporting person redeemed 10,000 Series for $0.10 each as a designee. The warrants were exercised as authorized according to the Company's Plan of Regorganization and under an exemption in 11 USC 1145.