SEC Form 4 · accession 0001632880-15-000002
Mentor Capital, Inc. · MNTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lori Stansfield
Officer — Chief Financial Officer
Period of report
Mar 6, 2015
Accepted (ET)
Mar 24, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001599117
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2015 | X | 2,000 | $0.43 | A | 2,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series D Warrants | $0.43 | Mar 6, 2015 | J | 2,000 | A | Apr 11, 2000 | May 11, 2038 | Common Stock | 2,000 | 202,000 | D |
| Series D Warrants | $0.43 | Mar 6, 2015 | X | 2,000 | D | Apr 11, 2000 | May 11, 2038 | Common Stock | 2,000 | 200,000 | D |
Explanation of responses
- F1On March 6, 2015 reporting person redeemed 2,000 Series D Warrants for $0.10 each as a designee. The warrants were exercised as authorized according to the Company's Plan of Reorganization and under an exemption in 11 USC 1145.