SEC Form 4 · accession 0001607776-26-000014
Heritage Insurance Holdings, Inc. · HRTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernie J Garateix
Officer — Chief Executive Officer · Director
Period of report
Aug 17, 2026
Accepted (ET)
Aug 19, 2026 · 5:01 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001598665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 17, 2026 | S | 5,000 | $34.31 | D | 1,055,955 | D | |
| Common StockF1,F3 | Aug 18, 2026 | S | 5,000 | $34.545 | D | 1,050,955 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The aggregate number of shares sold as reported on this Form 4 represents less than 1% of the Reporting Person's holdings of the Issuer's Common Stock.
- F2Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transaction range from $34.30 to $34.32 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transaction range from $34.50 to $34.59 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
Remarks
The 10b5-1 trading plan adopted by the Reporting Person on June 13, 2025 was terminated on May 20, 2026. The Reporting Person's last sales under such 10b5-1 trading plan were effected on April 20, 2026.