SEC Form 4 · accession 0001209191-15-050766
Heritage Insurance Holdings, Inc. · HRTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen L Rohde
Officer — CFO, Treasurer & Secretary
Period of report
May 20, 2015
Accepted (ET)
Jun 5, 2015 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4,F2 | May 20, 2015 | S | 12,270 | $20.7765 | D | 30,636 | D | |
| Common StockF3 | Jun 3, 2015 | S | 5,320 | $21.9234 | D | 25,316 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this line were made pursuant to a 10b5-1 plan adopted by the Reporting Person.
- F2The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $20.76 and $20.82 per share. Complete information regarding the number of shares sold at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F3The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $21.91 and $21.94 per share. Complete information regarding the number of shares sold at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F4This filing is late due to an inadvertent administrative error.