SEC Form 4 · accession 0001209191-15-047189
Heritage Insurance Holdings, Inc. · HRTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Trifon Houvardas
Director
Period of report
May 22, 2015
Accepted (ET)
May 27, 2015 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4 | May 22, 2015 | S | 5,400 | $20.654 | D | 453,205 | I | See Footnote |
| Common StockF2,F4 | May 26, 2015 | S | 10,000 | $20.6007 | D | 443,205 | I | See Footnote |
| Common StockF3,F4 | May 27, 2015 | S | 8,000 | $20.7828 | D | 435,205 | I | See Footnote |
| Common Stock | holding | — | — | — | 38,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $20.60 and $20.76 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F2The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $20.69 and $20.55 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F3The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $20.70 and $20.94 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F4Shares of common stock reported on this line are held by K&M Insurance Investors, LLC, an entity controlled by Mr. Houvardas.