SEC Form 4 · accession 0001209191-15-041244
Heritage Insurance Holdings, Inc. · HRTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Lucas
Officer — Chairman & CEO · Director
Period of report
May 7, 2015
Accepted (ET)
May 11, 2015 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | May 7, 2015 | S | 6,800 | $22.0033 | D | 415,779 | D | |
| Common StockF4 | holding | — | — | — | 268,750 | I | See Footnote | |
| Common Stock | holding | — | — | — | 117,055 | D | ||
| Common StockF5 | holding | — | — | — | 22,418 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 582,682 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan.
- F2The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $22.00 and $22.01 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F3Shares of common stock reported on this line are held by Mr. Lucas and his wife as tenants by the entirety.
- F4Shares of common stock reported on this line are held by IIM Holdings, LLC and IIM Holdings II, LLC, entities controlled by Mr. Lucas.
- F5Shares of common stock reported on this line are held by Mr. Lucas' wife.
- F6Shares of common stock reported on this line are held by the Bruce Lucas Irrevocable Grantor Retained Annuity Trust of 2014.