SEC Form 4 · accession 0001209191-15-034453
Heritage Insurance Holdings, Inc. · HRTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Lucas
Officer — Chairman & CEO · Director
Period of report
Apr 13, 2015
Accepted (ET)
Apr 15, 2015 · 9:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4 | Apr 13, 2015 | S | 68,433 | $22.00 | D | 472,167 | D | |
| Common StockF2,F4 | Apr 14, 2015 | S | 44,401 | $22.002 | D | 427,766 | D | |
| Common StockF3,F4 | Apr 15, 2015 | S | 5,187 | $22.0016 | D | 422,579 | D | |
| Common StockF5 | holding | — | — | — | 268,750 | I | See Footnote | |
| Common Stock | holding | — | — | — | 117,055 | D | ||
| Common StockF6 | holding | — | — | — | 22,418 | I | See Footnote | |
| Common StockF7 | holding | — | — | — | 582,682 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $22.00 and $22.00 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F2The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $22.00 and $22.02 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F3The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $22.00 and $22.04 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F4Shares of common stock reported on this line are held by Mr. Lucas and his wife as tenants by the entirety.
- F5Shares of common stock reported on this line are held by IIM Holdings, LLC and IIM Holdings II, LLC, entities controlled by Mr. Lucas.
- F6Shares of common stock reported on this line are held by Mr. Lucas' wife.
- F7Shares of common stock reported on this line are held by the Bruce Lucas Irrevocable Grantor Retained Annuity Trust of 2014.