SEC Form 4 · accession 0001209191-15-029695
Heritage Insurance Holdings, Inc. · HRTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Masiello
Director
Period of report
Mar 26, 2015
Accepted (ET)
Mar 26, 2015 · 8:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 26, 2015 | S | 29,218 | $21.5599 | D | 116,500 | I | See Footnote |
| Common StockF3 | holding | — | — | — | 27,695 | I | See Footnote | |
| Common Stock | holding | — | — | — | 232,295 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $21.30 and $22.06 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F2Shares of common stock reported on this line are held by Alliance Holdings, Inc., an entity controlled by Mr. Masiello and members of his family.
- F3Shares of common stock reported on this line are held by Mr. Masiello's wfe.