SEC Form 4 · accession 0001209191-15-025788
Heritage Insurance Holdings, Inc. · HRTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Peiso
Officer — Vice President of Compliance
Period of report
Mar 10, 2015
Accepted (ET)
Mar 12, 2015 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2015 | S | 3,949 | $22.5041 | D | 46,342 | D | |
| Common Stock | Mar 11, 2015 | M | 12,500 | $16.89 | A | 58,842 | D | |
| Common StockF2 | Mar 11, 2015 | S | 18,551 | $22.2976 | D | 40,291 | D | |
| Common StockF2,F3 | Mar 11, 2015 | S | 5,000 | $22.2976 | D | 12,850 | I | See Footnote |
| Common StockF4 | Mar 12, 2015 | S | 9,582 | $22.4999 | D | 30,709 | D | |
| Common StockF5,F3 | Mar 12, 2015 | S | 7,687 | $22.503 | D | 5,163 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F6 | $16.89 | Mar 11, 2015 | M | 12,500 | D | — | Dec 2, 2017 | Common Stock | 12,500 | 12,500 | D |
Explanation of responses
- F1The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $22.40 and $22.56 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F2The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $22.20 and $22.39 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F3Shares of common stock reported on this line are held by Mr. Peiso's wife.
- F4The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $22.35 and $22.52 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F5The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $22.50 and $22.52 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F6Fifty percent (50%) of the stock options reported on this line were immediately vested on the grant date, and the remaining fifty percent (50%) vest on April 30, 2015.