SEC Form 4 · accession 0000899243-18-022156
Heritage Insurance Holdings, Inc. · HRTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Lucas
Officer — Chairman & CEO · Director
Period of report
Aug 9, 2018
Accepted (ET)
Aug 13, 2018 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2018 | P | 7,000 | $14.4582 | A | 991,873 | D | |
| Common StockF1 | holding | — | — | — | 67,600 | I | See Footnote | |
| Common StockF2 | holding | — | — | — | 213,037 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of common stock reported on this line are held by IIM Holdings, LLC and IIM Holdings II, LLC, entities controlled by Mr. Lucas.
- F2Shares of common stock reported on this line are held by the Alec Lucas Trust.