SEC Form 5 · accession 0000899243-18-003815
Heritage Insurance Holdings, Inc. · HRTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irini Barlas
Director
Period of report
Oct 3, 2017
Accepted (ET)
Feb 14, 2018 · 1:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2017 | L | 40 | $13.934 | A | 9,240 | D | |
| Common StockF3 | Oct 3, 2017 | L | 22 | $13.934 | A | 5,022 | I | See Footnote |
| Common StockF4 | holding | — | — | — | 30,900 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This small acquisition on October 3, 2017 was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.
- F2This small acquisition on October 3, 2017 was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.
- F3Shares of common stock reported on this line are held by Ms. Barlas' spouse.
- F4Shares of common stock reported on this line are held by the Lee M. Barlas and Irini Barlas Living Trust.