SEC Form 4 · accession 0000899243-17-020189
Heritage Insurance Holdings, Inc. · HRTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Lucas
Officer — Chairman & CEO · Director
Period of report
Aug 11, 2017
Accepted (ET)
Aug 14, 2017 · 9:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2017 | P | 22,000 | $11.5756 | A | 869,595 | D | |
| Common StockF2 | holding | — | — | — | 122,020 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 494,612 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $11.35 and $11.73 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F2Shares of common stock reported on this line are held by IIM Holdings, LLC and IIM Holdings II, LLC, entities controlled by Mr. Lucas.
- F3Shares of common stock reported on this line are held by the Alec Lucas Trust.