SEC Form 4 · accession 0000899243-17-008760
Heritage Insurance Holdings, Inc. · HRTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vijay Walvekar
Director
Period of report
Mar 20, 2017
Accepted (ET)
Mar 28, 2017 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 20, 2017 | S | 10,000 | $12.4887 | D | 80,000 | D | |
| Common StockF1,F3 | Mar 22, 2017 | S | 10,000 | $12.2662 | D | 70,000 | D | |
| Common Stock | Mar 24, 2017 | S | 3,630 | $12.45 | D | 66,370 | D | |
| Common StockF4 | Mar 27, 2017 | S | 18,370 | $12.4269 | D | 48,000 | D | |
| Common StockF5 | holding | — | — | — | 287,889 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The filing is late due to an administrative oversight.
- F2The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $12.46 and $12.54 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F33The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $12.25 and $12.31 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F4The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $12.41 and $12.49 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F5Shares of common stock reported on this line are held by Mr. Walvekar's wife.