SEC Form 4 · accession 0000899243-16-034148
Heritage Insurance Holdings, Inc. · HRTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Lucas
Officer — Chairman & CEO · Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 22, 2016 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2016 | F | 46,322 | $14.69 | D | 748,333 | D | |
| Common StockF2 | holding | — | — | — | 122,020 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 494,612 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Company to satisfy minimum withholding requirements.
- F2Shares of common stock reported on this line are held by IIM Holdings, LLC and IIM Holdings II, LLC, entities controlled by Mr. Lucas.
- F3Shares of common stock reported on this line are held by the Alec Lucas Trust.