SEC Form 4 · accession 0000899243-15-009475
Heritage Insurance Holdings, Inc. · HRTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James Masiello
Director
Period of report
Dec 4, 2015
Accepted (ET)
Dec 8, 2015 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 4, 2015 | S | 25,000 | $23.0309 | D | 120,718 | I | See Footnote |
| Common Stock | holding | — | — | — | 209,795 | D | ||
| Common StockF1 | holding | — | — | — | 22,195 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of common stock reported on this line are held by Mr. Masiello's wife.
- F2The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $22.95 and $23.10 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F3Shares of common stock reported on this line are held by Alliance Holdings, Inc., an entity controlled by Mr. Masiello and members of his family.