SEC Form 4 · accession 0000899243-15-008089
Heritage Insurance Holdings, Inc. · HRTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernie J Garateix
Officer — Chief Operating Officer
Period of report
Nov 9, 2015
Accepted (ET)
Nov 13, 2015 · 6:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2015 | M | 788 | $14.02 | A | 166,243 | D | |
| Common Stock | Nov 9, 2015 | S | 788 | $24.035 | D | 165,455 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $16.89 | Nov 9, 2015 | M | 788 | A | — | Dec 2, 2017 | Common Stock | 788 | 99,212 | D |
Explanation of responses
- F1Fifty percent (50%) of the stock options reported on this line were immediately vested on the grant date, and the remaining fifty percent (50%) vested on April 30, 2015.