SEC Form 4 · accession 0001598428-16-000103
Metallus Inc. · MTUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall A Wotring
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 3, 2016 · 9:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598428
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom SharesF1,F2 | — | Sep 30, 2016 | A | 2,093 | A | — | — | Common Shares | 2,093 | 8,039 | D |
Explanation of responses
- F1Each phantom share is the equivalent of one Issuer common share.
- F2Phantom shares are payable in cash and/or common shares upon termination of the Reporting Person's service on the Board of Directors, as elected by the Reporting Person at the time he elected to defer compensation under the TimkenSteel Corporation Director Deferred Compensation Plan.