SEC Form 4 · accession 0001140361-17-007684
Metallus Inc. · MTUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ward J Timken Jr.
Officer — President, CEO, Chairman · Director
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | Feb 13, 2017 | A | 12,450 | $0.00 | A | 137,905 | D | |
| Common Stock | Feb 13, 2017 | F | 4,224 | $17.155 | D | 133,681 | D | |
| Common StockF1 | holding | — | — | — | 150,000 | I | By Self as Manager of LLC | |
| Common Stock | holding | — | — | — | 9,359 | I | Savings Inv. Plan | |
| Common StockF2 | holding | — | — | — | 1,405 | I | By Spouse | |
| Common Stock | holding | — | — | — | 8,477 | I | By Child | |
| Common Stock | holding | — | — | — | 8,127 | I | By Child | |
| Common StockF3 | holding | — | — | — | 26,500 | I | By self as Co-Trustee and beneficiary | |
| Common StockF4,F2 | holding | — | — | — | 3,000 | I | By self as Co-Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1By self as sole manager of the WJ Timken Jr Family, LLC. Members of the LLC include the reporting person, immediate family members and trusts for the benefit of immediate family members.
- F2DISCLAIMER: Undersigned disclaims all beneficial ownership
- F3By self as Co-Trustee and beneficiary of the Ward J. Timken Trust FBO Ward J. Timken, Jr.
- F4By self as Co-Trustee of the Ward J. Timken Trust FBO Grandchildren
- F5Represents vesting of 100% of the cliff vested restricted share units granted on February 13, 2014 and previously reported on Form 4.