SEC Form 5 · accession 0001140361-15-002484
Metallus Inc. · MTUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ward J Timken Jr.
Officer — President, CEO, Chairman · Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 22, 2015 · 3:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2014 | G | 650 | $0.00 | A | 7,077 | I | By Child |
| Common Stock | Dec 18, 2014 | G | 650 | $0.00 | A | 6,727 | I | By Child |
| Common Stock | holding | — | — | — | 84,558 | D | ||
| Common StockF6,F1 | holding | — | — | — | 99,999 | I | By Self as Manager of LLC | |
| Common StockF5 | holding | — | — | — | 9,166 | I | Savings Inv. Plan | |
| Common StockF2 | holding | — | — | — | 1,405 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 26,500 | I | By self as Co-Trustee and beneficiary | |
| Common StockF2,F4 | holding | — | — | — | 3,000 | I | By self as Co-Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1By self as sole manager of the WJ Timken Jr Family, LLC. Members of the LLC include the reporting person, immediate family members and trusts for the benefit of immediate family members.
- F2DISCLAIMER: Undersigned disclaims all beneficial ownership
- F3By self as Co-Trustee and beneficiary of the Ward J. Timken Trust FBO Ward J. Timken, Jr.
- F4By self as Co-Trustee of the Ward J. Timken Trust FBO Grandchildren
- F5Adjusted distribution resulting from the spinoff of Issuer from The Timken Company ("Timken") on June 30, 2014 (the "Spinoff"). Exempt acquisitions under Rule 16a-9 being shown on a voluntary basis in this row are estimated as of June 30, 2014 based on preliminary information regarding the Spinoff. Final amounts, if different, will be reported in a subsequent filing.
- F6Number of shares is different from previous filing due to two fractional shares being sold at the time of conversion from Timken Company stock.