SEC Form 4 · accession 0001598014-18-000105
IHS Markit Ltd. · INFO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sari Beth Granat
Officer — EVP, General Counsel
Period of report
Jun 29, 2018
Accepted (ET)
Jul 2, 2018 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 29, 2018 | M | 5,000 | $24.46 | A | 30,580 | D | |
| Common SharesF2 | Jun 29, 2018 | S | 5,000 | $51.99 | D | 25,580 | D | |
| Common Shares | Jun 29, 2018 | M | 20,000 | $24.46 | A | 45,580 | D | |
| Common SharesF2 | Jun 29, 2018 | S | 20,000 | $51.99 | D | 25,580 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $24.46 | Jun 29, 2018 | M | 5,000 | D | — | Dec 31, 2019 | Common Shares | 5,000 | 25,000 | D |
| Stock Option (right to buy)F4 | $24.46 | Jun 29, 2018 | M | 20,000 | D | — | Dec 31, 2019 | Common Shares | 20,000 | 0 | D |
Explanation of responses
- F1Sold pursuant to the reporting person's previously adopted Rule 10b5-1 trading plan.
- F2The price is a weighted average price. The prices actually received ranged from $51.54 to $52.34. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F330,000 options vested on June 19, 2016 and are fully vested.
- F410,000 options vested on January 1, 2014 and 10,000 options vested on June 18, 2014 and all are fully vested.