SEC Form 4 · accession 0001598014-17-000121
IHS Markit Ltd. · INFO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance Darrell Gordon Uggla
Officer — President · Director
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 1, 2017 | M | 716,560 | $12.84 | A | 1,177,904 | D | |
| Common Shares | Aug 1, 2017 | M | 575,260 | $20.31 | A | 1,753,164 | D | |
| Common Shares | Aug 1, 2017 | S | 845,640 | $47.00 | D | 907,524 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $12.84 | Aug 1, 2017 | M | 716,560 | D | — | Dec 31, 2017 | Common Shares | 716,560 | 0 | D |
| Stock Option (right to buy)F3 | $20.31 | Aug 1, 2017 | M | 575,260 | D | — | Dec 31, 2017 | Common Shares | 575,260 | 0 | D |
Explanation of responses
- F1Sold pursuant to the reporting person's previously adopted Rule 10b5-1 trading plan.
- F291,820 stock options vested on December 31, 2010 and 624,740 stock options vested on June 19, 2016.
- F3The stock options vested in one installment on June 19, 2016 and are fully vested.
Remarks
As a foreign private issuer, IHS Markit securities are currently exempt from Section 16 pursuant to Rule 3a12-3(b) of the Exchange Act. As such, this is an informational and voluntary report which shall not be deemed an admission that, as of the date hereof, the filing person is required to report changes in beneficial ownership of IHS Markit securities registered under Section 12 of the Exchange Act.