SEC Form 4 · accession 0001598014-17-000097
IHS Markit Ltd. · INFO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Jason Kansler
Officer — EVP, Financial Markets
Period of report
Apr 26, 2017
Accepted (ET)
Apr 28, 2017 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Apr 26, 2017 | M | 56,174 | $20.31 | A | 162,307 | D | |
| Common Shares | Apr 26, 2017 | S | 56,174 | $44.00 | D | 106,133 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $20.31 | Apr 26, 2017 | M | 56,174 | D | — | Dec 31, 2017 | Common Shares | 56,174 | 1,406 | D |
Explanation of responses
- F1Sold pursuant to the reporting person's previously adopted Rule 10b5-1 trading plan.
- F257,580 stock options vested in three annual installments beginning on January 1, 2012 and 40,690 stock options vested in one installment on June 19, 2016 and are fully vested.
Remarks
As a foreign private issuer, IHS Markit securities are currently exempt from Section 16 pursuant to Rule 3a12-3(b) of the Exchange Act. As such, this is an informational and voluntary report which shall not be deemed an admission that, as of the date hereof, the filing person is required to report changes in beneficial ownership of IHS Markit securities registered under Section 12 of the Exchange Act.