SEC Form 4 · accession 0001598014-17-000013
IHS Markit Ltd. · INFO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michele Louise Trogni
Officer — EVP, Markets & Solutions
Period of report
Jan 20, 2017
Accepted (ET)
Jan 24, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001598014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 20, 2017 | S | 6,437 | $38.54 | D | 35,575 | D | |
| Common Shares | Jan 20, 2017 | M | 100,000 | $26.70 | A | 135,575 | D | |
| Common SharesF2 | Jan 20, 2017 | S | 100,000 | $38.71 | D | 35,575 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $26.70 | Jan 20, 2017 | M | 100,000 | D | — | Sep 22, 2020 | Common Shares | 100,000 | 1,150,000 | D |
Explanation of responses
- F1The price is a weighted average price. The prices actually received ranged from $38.54 to $38.56. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The price is a weighted average price. The prices actually received ranged from $38.55 to $38.81. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3These options are scheduled to vest in five equal annual installments beginning on September 23, 2014.
Remarks
As a foreign private issuer, IHS Markit securities are currently exempt from Section 16 pursuant to Rule 3a12-3(b) of the Exchange Act. As such, this is an informational and voluntary report which shall not be deemed an admission that, as of the date hereof, the filing person is required to report changes in beneficial ownership of IHS Markit securities registered under Section 12 of the Exchange Act.