SEC Form 4 · accession 0001012975-15-000645
Sage Therapeutics, Inc. · SAGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin P Starr
Director · 10% Owner
Period of report
Aug 18, 2015
Accepted (ET)
Aug 18, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001597553
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 18, 2015 | J | 2,330,157 | $0.00 | D | 6,442,916 | I | See footnote |
| Common StockF4 | Aug 18, 2015 | J | 150,546 | $0.00 | A | 150,546 | I | See footnote |
| Common StockF4 | Aug 18, 2015 | J | 150,546 | $0.00 | D | 0 | I | See footnote |
| Common Stock | Aug 18, 2015 | J | 21,910 | $0.00 | A | 49,241 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Distribution of shares in kind by Third Rock Ventures II, L.P. ("TRV") on a pro rata basis to its partners.
- F2The shares are directly held by Third Rock Ventures II, L.P. ("TRV"). The general partner of TRV is Third Rock Ventures GP II, L.P. ("TRV GP"). The general partner of TRV GP is TRV GP II, LLC ("TRV GP LLC"). The individual managers of TRV GP LLC are Mark Levin ("Levin"), the Reporting Person and Dr. Robert Tepper ("Tepper") and, as such, each of TRV GP, TRV GP LLC, Levin, the Reporting Person and Tepper exercises shared voting and investment power over the shares held of record by TRV. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any.
- F3TRV GP received shares distributed in kind by TRV on a pro rata basis to its partners.
- F4The shares are directly held by TRV GP. As such, each of TRV GP LLC, Levin, the Reporting Person and Tepper exercises shared voting and investment power over the shares held of record TRV GP. The Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein, if any.
- F5Distribution of shares in kind by TRV GP on a pro rata basis to its partners.
- F6The Reporting Person received shares distributed in kind by TRV GP on a pro rata basis to its partners.