SEC Form 5 · accession 0001571049-15-001157
NorthStar Asset Management Group Inc. · NSAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David T Hamamoto
Officer — Chairman and CEO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001597503
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 26, 2014 | G | 282,777 | $0.00 | D | 1,788,289 | D | |
| Common Stock | Dec 18, 2014 | G | 15,125 | $0.00 | D | 1,773,164 | D | |
| Common Stock | Dec 18, 2014 | G | 1,412 | $0.00 | D | 1,771,752 | D | |
| Common Stock | holding | — | — | — | 378,787 | I | By The David T. Hamamoto GRAT I-2013 | |
| Common Stock | holding | — | — | — | 250,000 | I | By The David T. Hamamoto GRAT I-2014-NSAM | |
| Common Stock | holding | — | — | — | 6,523 | I | By DTH Investment Holdings LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a gift made to a charitable donor-advised fund.