SEC Form 4 · accession 0001140361-17-008881
ViewRay, Inc. · VRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F. Dempsey
Officer — Chief Scientific Officer · Director
Period of report
Feb 18, 2017
Accepted (ET)
Feb 23, 2017 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001597313
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $5.05 | Feb 18, 2017 | A | 200,000 | A | — | Feb 18, 2027 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F11/48th of the shares subject to the option shall vest and become exercisable on each monthly anniversary measured from February 18, 2017 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date.