SEC Form 4 · accession 0001140361-17-002895
ViewRay, Inc. · VRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ajay Bansal
Officer — Chief Financial Officer
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001597313
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.97 | Jan 23, 2017 | A | 103,537 | A | — | Jan 23, 2027 | Common Stock | 103,537 | 103,537 | D |
Explanation of responses
- F125% of the shares subject to the option shall vest and become exercisable on the first anniversary measured from January 23, 2017 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date.