SEC Form 4 · accession 0001140361-17-002417
ViewRay, Inc. · VRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry A McKinnell
Director
Period of report
Jan 18, 2017
Accepted (ET)
Jan 20, 2017 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001597313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 18, 2017 | P | 312,989 | $3.17 | A | 653,303 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common Stock | $3.17 | Jan 18, 2017 | P | 62,597 | A | Jul 19, 2017 | Jan 18, 2024 | Common Stock | 62,597 | 62,597 | D |
Explanation of responses
- F1Includes 5,586 Restricted Stock Units.