SEC Form 4 · accession 0001140361-16-079939
ViewRay, Inc. · VRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ajay Bansal
Officer — Chief Financial Officer
Period of report
Sep 13, 2016
Accepted (ET)
Sep 15, 2016 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001597313
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $3.58 | Sep 13, 2016 | A | 59,832 | A | — | Sep 13, 2026 | Common Stock | 59,832 | 59,832 | D |
Explanation of responses
- F125% of the shares subject to the option shall vest and become exercisable on the first anniversary measured from September 13, 2016 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date.