SEC Form 4 · accession 0001140361-16-077743
ViewRay, Inc. · VRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry A McKinnell
Director
Period of report
Aug 22, 2016
Accepted (ET)
Aug 24, 2016 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001597313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 22, 2016 | P | 334,728 | $2.95 | A | 334,728 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common StockF1 | $2.95 | Aug 22, 2016 | P | 100,418 | A | — | Aug 22, 2023 | Common Stock | 100,418 | 100,418 | D |
Explanation of responses
- F1This warrant is immediately exercisable.