SEC Form 4 · accession 0000950103-18-008372
ViewRay, Inc. · VRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caley Castelein
Director
Period of report
Jul 2, 2018
Accepted (ET)
Jul 5, 2018 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001597313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 2, 2018 | A | 4,002 | $7.12 | A | 163,835 | D | |
| Common StockF3 | holding | — | — | — | 130,600 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/6th of these shares shall vest and become exercisable on the last day of each calendar month beginning on July 31, 2018, such that 100% of the shares will be vested on December 31, 2018, subject to the Reporting Person remaining a service provider through each such vesting date.
- F2These shares were issued to the reporting person pursuant to ViewRay, Inc.'s Non-Employee Director Compensation Policy in lieu of retainer and committee service fees of $28,500.
- F3By KVP Capital, L.P., an entity controlled by Mr. Castelein.