SEC Form 4 · accession 0000950103-18-004926
ViewRay, Inc. · VRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F. Dempsey
Officer — Chief Scientific Officer · Director
Period of report
Apr 16, 2018
Accepted (ET)
Apr 18, 2018 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001597313
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $7.09 | Apr 16, 2018 | A | 110,000 | A | — | Apr 16, 2028 | Common Stock | 110,000 | 110,000 | D |
Explanation of responses
- F11/48th of the shares subject to the option shall vest and become exercisable on each monthly anniversary measured from April 16, 2018 (the "Grant Date"), such that 100% of the shares subject to the option will be vested on the fourth anniversary of the Grant Date, subject to the Reporting Person remaining a service provider through each such vesting date.